1. Directory of certified and assessed persons | FCA
Link: https://www.fca.org.uk/firms/directory-persons
Description: If your firm has submitted Directory Persons’ data to the FCA, this means your firm is subject to SUP 16.26.18-20reporting requirements. These reporting requirements mean that all relevant firms must attest to the FCA that their Directory Persons’ data is up to date and accurate, if no changes have been made to their Directory Person… DPs data for firms regulated solely by the FCA and by both the FCA and PRA is now published on the FS Register. Solo regulated and dual regulated firms must ensure they comply with the Policy.
If your firm has submitted Directory Persons’ data to the FCA, this means your firm is subject to SUP 16.26.18-20reporting requirements. These reporting requirements mean that all relevant firms must attest to the FCA that their Directory Persons’ data is up to date and accurate, if no changes have been made to their Directory Person…DPs data for firms regulated solely by the FCA and by both the FCA and PRA is now published on the FS Register. Solo regulated and dual regulated firms must ensure they comply with the Policy.