| finra rule 1220 b 3 | 0.14 | 0.3 | 9742 | 19 | 11 |
| finra rule 1230 b 6 | 1.66 | 0.7 | 3296 | 19 | 2 |
| customer under finra rule 12200 | 0.77 | 0.9 | 7198 | 31 | 93 |
| finra rules 1210 through 1240 | 0.02 | 0.5 | 706 | 29 | 68 |
| finra rule 1200 series | 0.02 | 0.1 | 7232 | 22 | 59 |
| finra rule 2360 b 11 a 1 | 0.88 | 1 | 9128 | 24 | 98 |
| finra amended rules 1210 and 1240 | 0.45 | 0.3 | 9714 | 33 | 81 |
| finra rule 2232 faq | 0.73 | 0.3 | 3917 | 19 | 73 |
| finra rule 2210 b 1 d iii | 0.08 | 0.2 | 4697 | 25 | 13 |
| finra rule 1011 b | 1.17 | 0.7 | 886 | 17 | 24 |
| finra rule 2210 d 1 b | 1.28 | 0.1 | 3853 | 21 | 86 |
| finra rule 5123 b | 1.62 | 0.8 | 4415 | 17 | 76 |
| finra rule 606 b 1 | 1.73 | 0.7 | 1945 | 18 | 77 |
| finra rule 2510 b | 0.96 | 0.2 | 4033 | 17 | 77 |
| finra rule 2320 g | 0.97 | 0.4 | 9665 | 17 | 3 |
| finra rule 4210 effective date 2023 | 0.74 | 0.7 | 7552 | 35 | 3 |
| finra rule 1000 series | 1.01 | 0.4 | 1852 | 22 | 93 |
| finra rule 11870 explanation | 1.19 | 0.1 | 1072 | 28 | 20 |
| finra rule 2330 applies to | 0.23 | 0.7 | 7426 | 26 | 58 |
| finra rule 2330 requirements | 0.01 | 0.8 | 1131 | 28 | 94 |
| finra 2 year rule | 1.94 | 0.9 | 1424 | 17 | 31 |
| finra rules and guidance | 0.85 | 0.9 | 8833 | 24 | 34 |
