| finra rule 3310 requirements | 1.85 | 0.9 | 5391 | 28 | 18 |
| finra rule 3310 aml | 1.85 | 0.7 | 5280 | 19 | 71 |
| finra rule 3110 d | 0.6 | 1 | 6380 | 17 | 23 |
| finra rule 2330 requirements | 0.14 | 0.3 | 8328 | 28 | 55 |
| finra rule 3110 b 1 | 0.83 | 0.9 | 8631 | 19 | 97 |
| finra rule 3110 a 7 | 0.19 | 0.2 | 4253 | 19 | 81 |
| finra rule 3110 a 5 | 1.12 | 0.2 | 1645 | 19 | 89 |
| finra rule 3210 letter | 0.67 | 1 | 3995 | 22 | 66 |
| finra rule 4530 reporting requirements | 0.59 | 0.8 | 4777 | 38 | 62 |
| finra rule 3110 updates | 1.96 | 0.3 | 2042 | 23 | 14 |
| finra rule 3120 and 3130 | 0.78 | 0.3 | 9263 | 24 | 94 |
| finra rule 3110 b 4 | 1.01 | 0.6 | 9667 | 19 | 96 |
| finra rule 3110 supervision | 0.09 | 1 | 164 | 27 | 20 |
| finra rule 3110 f 2 | 0.12 | 1 | 5888 | 19 | 7 |
| finra rule 2310 c | 1.93 | 0.5 | 991 | 17 | 68 |
| does finra rule 3210 apply to banks | 1.9 | 0.3 | 2136 | 35 | 55 |
| finra rule 3210 407 | 1.96 | 0.8 | 3808 | 19 | 91 |
| finra rule 1011 b | 0.13 | 0.8 | 1833 | 17 | 46 |
